AB 2288 updated Labor Code §2699 so timing and documentation can limit recoverable
civil penalties. Caps are conditional frameworks, not guaranteed discounts.
Labor Code §2699(g)
Steps already in place
Employers who took all reasonable steps to comply with later-identified provisions before a notice or certain records requests may face capped recoverable civil penalties under the statute’s framework.
Current handbook + prior versions covering the lookback
Signed or electronic policy acknowledgments
Training completed before the alleged period
Monitoring cadence already running
Labor Code §2699(h)
Prospective compliance after notice
Within 60 days after notice, all reasonable steps to prospectively comply may limit recoverable civil penalties. Speed and documentation both matter.
Dated corrective plan after the notice
Updated SOPs and system changes
Re-training with completion records
Evidence fixes were actually implemented
All circumstances
Paper must match practice
Courts and counsel look at employer size, resources, the nature of alleged violations, and whether field practice matched the written program. A checklist alone is not a defense.
Practice audits against written policy
Complaint / open-door follow-up logs
Litigation-hold ready if records are requested
Counsel owns strategy and filings
02 / What’s in the kit
Six files courts and counsel look for
Unlock the checklist to mark each item and download the PDF. Completing the list does
not guarantee a statutory limit. Practice still has to match the paper.
01
Written policies
Wage-and-hour handbook versions that match California requirements across the lookback.
02
Training trail
Manager sessions, attendance, and materials dated to the periods that matter.
03
Monitoring cadence
Who reviews exceptions (missed meals, edits, late punches) and how often.
04
Self-audit file
Forensic or internal reviews with findings, owners, and close-out dates.
05
Corrective actions
What changed when gaps appeared: SOP updates, coaching, back pay if owed.
06
Retention window
Time, payroll, and wage-statement records held for the PAGA lookback.
Ready for the full proof file?
The interactive checklist and PDF sit behind a short unlock. That is how we keep the kit current and useful.